Haresh Vaswani

LPL Registered Principal


Phone: (847)394-0331

Email: haresh.vaswani@lpl.com

Haresh  (Harry)  Vaswani is a Registered Principal and investment advisor representative associated with LPL Financial, one of the leading financial services companies.* He has extensive experience in the financial markets encompassing all major asset categories.

Harry truly brings a global perspective to the profession as he has lived and worked both in Asia (Singapore , Mumbai , Hong Kong ) and Europe (London)  prior to pursuing his advanced academic qualifications and setting up his business practice. He holds a BBA in Finance  (with honors) from The University of Texas at Austin, and an MBA in Finance from the University of Chicago. He also carries the Series 7, 63 and 24 securities' registrations held through LPL Financial

*As reported by Financial Planning magazine, June 1996-2015, based on total revenue.

His InterESTS include: 

Traveling , current events , reading , tennis , and sampling  great wine.

As Harry states:

“In the present age of global dynamism opportunities are plenty, however it is imperative and  prudent that investors and wealth accumulators have a realistic perception and understanding of the forces reshaping economies and markets.”

With a world class infrastructure (incorporating an open architecture model) coupled with a relentless passion to excel, he serves the needs, aspirations and desires of economic entities that seek to create and preserve lasting wealth.